SEC Form 4 · accession 0001209191-17-025714
Mattersight Corp · MATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Gustafson
Officer — EVP & COO
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Apr 3, 2017 | A | 58,677 | — | A | 474,953 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of time-vesting restricted stock pursuant to the 1999 Stock Incentive Plan, subject to continuing employment. The Award was approved by the Board of Directors of the issuer for purposes of 16b-3 and includes a tax withholding feature.
- F2Not Applicable
- F3Includes 1500 shares of Common Stock acquired on 3/31/2017 through the Mattersight Corporation 1999 Employee Stock Purchase Plan.