SEC Form 4 · accession 0001209191-17-009715
Mattersight Corp · MATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Joseph Danson
Officer — EVP & Chief Technology Officer
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 8, 2017 | A | 102,679 | — | A | 298,444 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of time-vesting restricted stock pursuant to the 1999 Stock Incentive Plan, subject to continuing employment. The award was approved by the Board of Directors of the issuer for purposes of Rule 16b-3 and includes a tax withholding feature. The award will vest at a rate of one (1) increment equal to 50% of the shares on February 28, 2019 and then eight (8) increments equal to 6.25% of the shares on a quarterly basis thereafter, ending February 28, 2021.
- F2Not Applicable
- F3Includes 841 shares of Common Stock acquired on 12/31/2016 through the Mattersight Corporation 1999 Employee Stock Purchase Plan.