SEC Form 4 · accession 0001209191-17-005588
Mattersight Corp · MATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jason Wesbecher Wesbecher
Officer — EVP & Chief Marketing Officer
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 23, 2017 | A | 45,206 | — | A | 179,527 | D | |
| Common StockF3 | Jan 23, 2017 | F | 14,760 | $3.65 | D | 164,767 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Award was approved by the Board of Directors of the issuer for purposes of 16b-3 and includes a tax withholding feature. The Award vested in full on 1/23/2017.
- F2Not Applicable
- F3This is not an open market sale of securities. This is a disposition of shares to the issuer in the form of share withholding upon vesting of common stock, to satisfy mandatory tax withholding obligations. The disposition occurred pursuant to an equity incentive plan and was approved in advance in the manner provided in Rule 16b-3(e) under the Securities Exchange Act of 1934.