SEC Form 4 · accession 0001209191-16-139817
Mattersight Corp · MATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Joseph Danson
Officer — EVP & Chief Technology Officer
Period of report
Aug 31, 2016
Accepted (ET)
Sep 2, 2016 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 31, 2016 | F | 321 | $3.89 | D | 193,745 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This is not an open market sale of securities. This is a disposition of shares to the issuer in the form of share withholding upon vesting of restricted stock, to satisfy mandatory tax withholding obligations. The disposition occurred pursuant to a pre-existing award agreement and equity incentive plan and was approved in advance in the manner provided in Rule 16b-3(e) under the Securities Exchange Act of 1934.
- F2Includes 1500 shares of Common Stock acquired on 6/30/2016 through the Mattersight Corporation 1999 Employee Stock Purchase Plan.