SEC Form 4 · accession 0001209191-16-139013
Mattersight Corp · MATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly D Conway
Officer — President & CEO · Director
Period of report
Aug 25, 2016
Accepted (ET)
Aug 29, 2016 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 25, 2016 | S | 14,300 | $3.70 | D | 1,072,118 | D | |
| Common StockF2 | Aug 26, 2016 | S | 15,700 | $3.7334 | D | 1,056,418 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales price on the transaction date was reported using the average weighted sales price. The price for all sales on the transaction date were $3.70 and $3.705. The reporting person undertakes to provide to Mattersight Corporation, any security holder of Mattersight Corporation, or the staff of the Securities and Exchange Commission, up request, full information regarding the number of shares sold at each separate price.
- F2The sales price on the transaction date was reported using the average weighted sales price. The price for all sales on the transaction date ranged from $3.67 to $3.80. The reporting person undertakes to provide to Mattersight Corporation, any security holder of Mattersight Corporation, or the staff of the Securities and Exchange Commission, up request, full information regarding the number of shares sold at each separate price.