SEC Form 4 · accession 0001209191-15-044440
Mattersight Corp · MATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Mullen
Director
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2015 | A | 10,000 | — | A | 28,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F2 | $6.13 | May 15, 2015 | A | 10,000 | A | — | May 15, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Annual grant of time-vesting restricted stock pursuant to Mattersight Corporation 1999 Stock Incentive Plan. This grant will vest over a period of 12 months, commencing with a vesting of 25% on May 31st of the year of the grant date and 25% on each quarterly vesting date thereafter until fully vested.
- F2Annual option grant pursuant to Mattersight Corporation 1999 Stock Incentive Plan. This grant will vest over a period of 12 months, commencing with a vesting of 25% on May 31st of the year of the grant date and 25% on each quarterly vesting date thereafter until fully vested.
- F3Not Applicable