SEC Form 4 · accession 0001638599-18-000619
OURPETS CO · OPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles C MacMillan
Director
Period of report
Jun 6, 2018
Accepted (ET)
Jun 8, 2018 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 6, 2018 | M | 7,000 | $0.61 | A | 7,000 | D | |
| Common StockF3 | Jun 6, 2018 | F | 5,405 | $0.61 | D | 1,595 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $0.79 | Jun 6, 2018 | A | 12,000 | A | Jun 6, 2018 | Jun 6, 2023 | Common | 12,000 | 12,000 | D |
| Stock OptionF1 | $0.61 | holding | — | — | — | Jun 10, 2013 | Jun 10, 2018 | Common | 7,000 | 0 | D |
| Stock OptionF1 | $1.09 | holding | — | — | — | Jun 2, 2014 | Jun 2, 2019 | Common | 7,000 | 7,000 | D |
| Stock OptionF1 | $0.70 | holding | — | — | — | May 27, 2015 | May 27, 2020 | Common | 7,000 | 7,000 | D |
| Stock OptionF1 | $0.95 | holding | — | — | — | Jun 1, 2016 | Jun 1, 2021 | Common | 7,000 | 7,000 | D |
| Stock OptionF1 | $1.59 | holding | — | — | — | Jun 5, 2017 | Jun 5, 2022 | Common | 7,000 | 7,000 | D |
Explanation of responses
- F1Options vest immediately as of grant date.
- F2Shares were acquired via cashless exercise of options granted on June 10, 2013
- F3Shares were disposed of via cashless exercise of options granted on June 10th, 2013.