SEC Form 4 · accession 0001638599-17-000624
OURPETS CO · OPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evangelia S Tsengas
10% Owner
Period of report
Jun 15, 2017
Accepted (ET)
Jun 19, 2017 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Jun 15, 2017 | M | 12,000 | $0.70 | A | 22,997 | I | By Partnership |
| Commom Stock | holding | — | — | — | 4,560 | I | By Partnership | |
| Common Stock | holding | — | — | — | 766,952 | D | ||
| Common Stock | holding | — | — | — | 3,219,378 | I | By Spouse | |
| Common Stock | holding | — | — | — | 3,221,302 | I | By Spouse | |
| Common Stock | holding | — | — | — | 3,224,378 | I | By Spouse | |
| Common Stock | holding | — | — | — | 3,224,678 | I | By Spouse | |
| Common stock | holding | — | — | — | 3,229,378 | I | By Spouse | |
| Common Stock | holding | — | — | — | 3,230,045 | I | By Spouse | |
| Common Stock | holding | — | — | — | 3,232,645 | I | By spouse | |
| Common Stock | holding | — | — | — | 3,590,013 | I | By Spouse | |
| Common Stock | holding | — | — | — | 3,413,870 | I | By Spouse | |
| Common Stock | holding | — | — | — | 3,613,870 | I | By Spouse | |
| Common Stock | holding | — | — | — | 3,619,370 | I | By Spouse | |
| Common Stock | holding | — | — | — | 3,623,870 | I | By Spouse | |
| Common Stock | holding | — | — | — | 4,908 | I | By Partnership | |
| Common StockF2 | holding | — | — | — | 10,997 | I | By Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.50 | holding | — | — | — | Nov 8, 2012 | Nov 8, 2017 | Common | 26,389 | 0 | I |
| Warrants | $0.4926 | holding | — | — | — | Nov 8, 2012 | Nov 8, 2017 | common | 6,089 | 0 | I |
| Warrants | $0.55 | holding | — | — | — | Oct 10, 2013 | Oct 10, 2018 | Common | 125,000 | 125,000 | I |
| WarrantsF1 | $0.4436 | holding | — | — | — | Sep 17, 2009 | Sep 17, 2014 | Common | 357,368 | 0 | I |
| Options | $0.29 | holding | — | — | — | Oct 1, 2006 | Oct 1, 2014 | Common | 200,000 | 0 | I |
Explanation of responses
- F1Shares were acquired through cashless exercise of warrants originally granted September 17, 2009
- F2Shares were acquired through purchase by Partnership of warrants originally granted on November 8, 2012
- F3Shares were converted at a ratio of 10 Common to 1 to Preferred from Preferred Stock which was originally purchased on January 28, 2010,