SEC Form 4 · accession 0001638599-17-000622

OURPETS CO · OPCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP-Operations and Secretary

Period of report

Jun 15, 2017

Accepted (ET)

Jun 19, 2017 · 3:39 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001094139

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F3	Jun 15, 2017	M	18,000	$0.70	A	34,497	I	By Partnership
Common Stock	holding	—	—		—	74,409	I	By children
Common Stock	holding	—	—		—	6,840	I	By Partnership
Common Stock	holding	—	—		—	922,903	D
Common Stock	holding	—	—		—	847,903	D
Common Stock	holding	—	—		—	997,903	D
Common Stock	holding	—	—		—	949,570	D
Common Stock	holding	—	—		—	7,362	I	By Partnership
Common Stock^F2	holding	—	—		—	16,497	I	By Partnership

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option	$0.375	holding	—	—	—	Dec 4, 2001	Dec 4, 2004	Common	150,000	150,000	D
Warrant	$0.97	holding	—	—	—	Dec 14, 1999	Dec 14, 2005	Common	5,155	5,155	D
Warrant	$0.97	holding	—	—	—	Dec 14, 1999	Dec 14, 2005	Common	37,113	37,113	I
Warrant	$0.97	holding	—	—	—	Dec 14, 1999	Dec 14, 2005	Common	10,309	10,309	I
Option^F1	$0.29	holding	—	—	—	Oct 1, 2006	Oct 1, 2014	Common	150,000	0	D
Warrant	$0.4926	holding	—	—	—	Nov 8, 2012	Nov 8, 2017	Common	9,135	0	I

F1Shares were acquired through cashless exercise of options originally granted October 1, 2004
F2Shares were acquired through exercise of warrants granted to Partnership on November 8, 2012 b
F3Shares were acquired through conversion of Preferred Stock originally purchased by Partnership on January 28, 2010. Conversion rate was 10 Common shares for every 1 Preferred Share.