SEC Form 4 · accession 0001638599-17-000560
OURPETS CO · OPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Lechtner
Director
Period of report
Jun 5, 2017
Accepted (ET)
Jun 7, 2017 · 9:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | holding | — | — | — | 6,192 | D | ||
| CommonF3 | holding | — | — | — | 13,192 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $1.59 | Jun 5, 2017 | A | 7,000 | A | Jun 5, 2017 | Jun 5, 2022 | Common | 7,000 | 7,000 | D |
| Stock OptionF1 | $0.44 | holding | — | — | — | May 25, 2014 | May 25, 2017 | Common | 7,000 | 0 | D |
| Stock Option | $0.61 | holding | — | — | — | Jun 10, 2013 | Jun 10, 2018 | Common | 7,000 | 7,000 | D |
| Stock Option | $1.09 | holding | — | — | — | Jun 2, 2014 | Jun 2, 2019 | Common | 7,000 | 7,000 | D |
| Stock OptionF1 | $0.79 | holding | — | — | — | May 27, 2013 | May 27, 2016 | Common | 6,192 | 0 | D |
| Stock OptionF2 | $0.70 | holding | — | — | — | May 27, 2015 | May 27, 2020 | Common | 7,000 | 7,000 | D |
| Stock OptionF2 | $0.95 | holding | — | — | — | Jun 1, 2016 | Jun 1, 2021 | Common | 7,000 | 7,000 | D |
Explanation of responses
- F1Options vest 1/3 on each of the 2nd, 3rd and 4th anniversaries of grant date.
- F2Options vest immediately as of grant date.
- F3Shares acquired through exercise of options granted on May 25, 2012.