SEC Form 4 · accession 0001638599-17-000483
OURPETS CO · OPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Homyock
Officer — VP Sales
Period of report
May 23, 2017
Accepted (ET)
May 24, 2017 · 3:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | May 23, 2017 | M | 1,667 | $0.75 | A | 16,790 | D | |
| Common StockF3 | May 23, 2017 | F | 772 | $0.75 | D | 16,018 | D | |
| Common StockF2 | holding | — | — | — | 23,333 | D | ||
| Common StockF2 | holding | — | — | — | 15,123 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $0.95 | holding | — | — | — | Jun 1, 2018 | Jun 1, 2021 | Common | 10,000 | 10,000 | D |
| Stock OptionsF1 | $0.57 | holding | — | — | — | Aug 12, 2015 | Aug 12, 2018 | Common | 35,000 | 11,667 | D |
| Stock OptionsF1 | $0.75 | holding | — | — | — | Jan 6, 2017 | Jan 6, 2020 | Common | 15,000 | 10,000 | D |
Explanation of responses
- F1Options vest 1/3 on each of the 2nd, 3rd and 4th anniversaries of grant date.
- F2Stock was acquired through cashless exercise of options granted on 8-12-2013
- F3Stock was acquired through cashless exercise of options granted on 1-6-2015