SEC Form 4 · accession 0001638599-16-001401
OURPETS CO · OPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Konstantine S Tsengas
Officer — VP-Operations and Secretary
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 6:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2016 | P | 522 | $0.8599 | A | 7,362 | I | By Partnership |
| Common Stock | holding | — | — | — | 74,409 | I | By children | |
| Common Stock | holding | — | — | — | 6,840 | I | By Partnership | |
| Common Stock | holding | — | — | — | 922,903 | D | ||
| Common Stock | holding | — | — | — | 847,903 | D | ||
| Common Stock | holding | — | — | — | 997,903 | D | ||
| Common Stock | holding | — | — | — | 949,570 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $0.29 | Aug 25, 2014 | M | 150,000 | D | Oct 1, 2006 | Oct 1, 2014 | Common | 150,000 | 0 | D |
| Option | $0.375 | holding | — | — | — | Dec 4, 2001 | Dec 4, 2004 | Common | 150,000 | 150,000 | D |
| Warrant | $0.97 | holding | — | — | — | Dec 14, 1999 | Dec 14, 2005 | Common | 5,155 | 5,155 | D |
| Warrant | $0.97 | holding | — | — | — | Dec 14, 1999 | Dec 14, 2005 | Common | 37,113 | 37,113 | I |
| Warrant | $0.97 | holding | — | — | — | Dec 14, 1999 | Dec 14, 2005 | Common | 10,309 | 10,309 | I |
| Warrant | $0.50 | holding | — | — | — | Nov 8, 2012 | Nov 8, 2017 | Common | 9,000 | 9,000 | I |
Explanation of responses
- F1Shares were acquired through cashless exercise of options originally granted October 1, 2004