SEC Form 4 · accession 0000109380-19-000006
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Anne Smith
Other
Period of report
Jan 28, 2019
Accepted (ET)
Jan 29, 2019 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2019 | M | 3,770 | $27.49 | A | 23,810 | D | |
| Common Stock | Jan 28, 2019 | S | 3,770 | $48.28 | D | 20,040 | D | |
| Common Stock | Jan 28, 2019 | M | 3,976 | $28.59 | A | 24,016 | D | |
| Common Stock | Jan 28, 2019 | S | 3,976 | $48.28 | D | 20,040 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $27.49 | Jan 28, 2019 | M | 3,770 | D | — | May 23, 2020 | Common Stock | 3,770 | 0 | D |
| Stock Option (right to buy)F1 | $28.59 | Jan 28, 2019 | M | 3,976 | D | — | May 29, 2021 | Common Stock | 3,976 | 2,500 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.