SEC Form 4 · accession 0000109380-18-000086
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott J McLean
Officer — Executive Vice President · Other
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2018 | A | 8,937 | $55.68 | A | 167,728 | D | |
| Common Stock | Feb 26, 2018 | F | 603 | $56.29 | D | 167,125 | D | |
| Common Stock | Feb 26, 2018 | M | 14,502 | $27.49 | A | 181,627 | D | |
| Common Stock | Feb 23, 2018 | M | 15,578 | $28.59 | A | 197,205 | D | |
| Common Stock | Feb 26, 2018 | M | 15,637 | $29.02 | A | 212,842 | D | |
| Common Stock | Feb 26, 2018 | S | 1,313 | $56.19 | D | 211,529 | D | |
| Common Stock | Feb 26, 2018 | S | 1,778 | $56.20 | D | 209,751 | D | |
| Common Stock | Feb 26, 2018 | S | 500 | $56.201 | D | 209,251 | D | |
| Common Stock | Feb 26, 2018 | S | 1,281 | $56.16 | D | 207,970 | D | |
| Common Stock | Feb 26, 2018 | S | 10,800 | $56.16 | D | 197,170 | D | |
| Common Stock | Feb 26, 2018 | S | 500 | $56.13 | D | 196,670 | D | |
| Common Stock | Feb 26, 2018 | S | 3,437 | $56.134 | D | 193,233 | D | |
| Common Stock | Feb 26, 2018 | S | 11,700 | $56.135 | D | 181,533 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $55.68 | Feb 23, 2018 | A | 9,746 | A | — | Feb 22, 2025 | Common Stock | 9,746 | 9,746 | D |
| Stock Option (right to buy)F2 | $27.49 | Feb 26, 2018 | M | 14,502 | D | — | May 23, 2020 | Common Stock | 14,502 | 0 | D |
| Stock Option (right to buy)F2 | $28.59 | Feb 26, 2018 | M | 15,578 | D | — | May 29, 2021 | Common Stock | 15,578 | 0 | D |
| Stock Option (right to buy)F2 | $29.02 | Feb 26, 2018 | M | 15,637 | D | — | May 21, 2022 | Common Stock | 15,637 | 7,819 | D |
Explanation of responses
- F1Restricted stock units granted under the Zions Bancorporation 2015 Omnibus Incentive Plan. Units vest 25% per year for 4 years.
- F2Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.