SEC Form 4 · accession 0000109380-18-000007
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Hume
Officer — Senior Vice President
Period of report
Jan 31, 2018
Accepted (ET)
Feb 1, 2018 · 2:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2018 | M | 3,497 | $28.59 | A | 9,630 | D | |
| Common Stock | Jan 31, 2018 | S | 3,497 | $53.87 | D | 6,133 | D | |
| Common Stock | Jan 31, 2018 | M | 1,277 | $29.02 | A | 7,410 | D | |
| Common Stock | Jan 31, 2018 | S | 1,277 | $53.87 | D | 6,133 | D | |
| Common Stock | Jan 31, 2018 | M | 2,422 | $20.99 | A | 8,555 | D | |
| Common Stock | Jan 31, 2018 | S | 2,422 | $53.87 | D | 6,133 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $28.59 | Jan 31, 2018 | M | 3,497 | D | — | May 29, 2021 | Common Stock | 3,497 | 129 | D |
| Stock Option (right to buy)F1 | $29.02 | Jan 31, 2018 | M | 1,277 | D | — | May 21, 2022 | Common Stock | 1,277 | 1,278 | D |
| Stock Option (right to buy)F1 | $20.99 | Jan 31, 2018 | M | 2,422 | D | — | Feb 11, 2023 | Common Stock | 2,422 | 4,845 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.