SEC Form 5 · accession 0000109380-18-000005
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry Alan Shirey
Officer — EVP, Chief Banking Officer
Period of report
Dec 31, 2017
Accepted (ET)
Jan 25, 2018 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 4, 2017 | M | 2,175 | $23.71 | A | 9,534 | D | |
| Common StockF1 | Aug 4, 2017 | S | 2,175 | $46.41 | D | 7,359 | D | |
| Common StockF1 | Aug 4, 2017 | M | 1,010 | $23.71 | A | 8,369 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $23.71 | Aug 4, 2017 | M | 2,175 | D | — | May 26, 2018 | Common Stock | 2,175 | 5,825 | D |
| Stock Option (right to buy)F1,F2 | $23.71 | Aug 4, 2017 | M | 1,010 | D | — | May 26, 2018 | Common Stock | 1,010 | 4,815 | D |
Explanation of responses
- F1Unreported transaction identified during year end reconciliation.
- F2Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.