SEC Form 4/A · accession 0000109380-17-000228
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dianne R James
Officer — Executive Vice President
Period of report
Aug 9, 2017
Accepted (ET)
Aug 14, 2017 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2017 | M | 3,700 | $23.71 | A | 25,388 | D | |
| Common StockF1 | Aug 9, 2017 | F | 1,937 | $45.28 | D | 23,451 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $23.71 | Aug 9, 2017 | M | 3,700 | D | — | May 26, 2018 | Common Stock | 3,700 | 0 | D |
Explanation of responses
- F1Updated price from $45.27 to $45.28.
- F2Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.