SEC Form 4 · accession 0000109380-17-000052
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Abbott
Officer — Senior Vice President
Period of report
Feb 27, 2017
Accepted (ET)
Feb 28, 2017 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | M | 550 | $27.49 | A | 32,216 | D | |
| Common Stock | Feb 27, 2017 | M | 930 | $27.49 | A | 33,146 | D | |
| Common Stock | Feb 27, 2017 | S | 330 | $45.07 | D | 32,816 | D | |
| Common Stock | Feb 27, 2017 | S | 600 | $45.075 | D | 32,216 | D | |
| Common Stock | Feb 27, 2017 | M | 3,722 | $23.95 | A | 35,938 | D | |
| Common Stock | Feb 27, 2017 | M | 2,028 | $23.95 | A | 37,966 | D | |
| Common Stock | Feb 27, 2017 | S | 2,028 | $45.115 | D | 35,938 | D | |
| Common Stock | Feb 27, 2017 | M | 2,076 | $23.71 | A | 38,014 | D | |
| Common Stock | Feb 27, 2017 | M | 3,995 | $23.71 | A | 42,009 | D | |
| Common Stock | Feb 27, 2017 | S | 3,995 | $45.065 | D | 38,014 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $27.49 | Feb 27, 2017 | M | 550 | D | — | May 23, 2020 | Common Stock | 550 | 11,021 | D |
| Stock Option (right to buy)F1 | $27.49 | Feb 27, 2017 | M | 930 | D | — | May 23, 2020 | Common Stock | 930 | 10,091 | D |
| Stock Option (right to buy)F1 | $23.95 | Feb 27, 2017 | M | 3,722 | D | — | May 27, 2017 | Common Stock | 3,722 | 7,778 | D |
| Stock Option (right to buy)F1 | $23.95 | Feb 27, 2017 | M | 2,028 | D | — | May 27, 2017 | Common Stock | 2,028 | 5,750 | D |
| Stock Option (right to buy)F1 | $23.71 | Feb 27, 2017 | M | 2,076 | D | — | May 26, 2018 | Common Stock | 2,076 | 10,424 | D |
| Stock Option (right to buy)F1 | $23.71 | Feb 27, 2017 | M | 3,995 | D | — | May 26, 2018 | Common Stock | 3,995 | 6,429 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.