SEC Form 4 · accession 0000109380-17-000048
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
LeeAnne B Linderman
Officer — Executive Vice President
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 12:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2017 | M | 5,299 | $18.87 | A | 14,176 | D | |
| Common Stock | Feb 17, 2017 | S | 900 | $44.635 | D | 13,276 | D | |
| Common Stock | Feb 17, 2017 | S | 2,799 | $44.64 | D | 10,477 | D | |
| Common Stock | Feb 17, 2017 | S | 200 | $44.641 | D | 10,277 | D | |
| Common Stock | Feb 17, 2017 | S | 1,400 | $44.65 | D | 8,877 | D | |
| Common Stock | Feb 17, 2017 | M | 701 | $18.87 | A | 9,578 | D | |
| Common Stock | Feb 17, 2017 | S | 701 | $44.665 | D | 8,877 | D | |
| Common Stock | Feb 17, 2017 | M | 1,709 | $23.95 | A | 10,586 | D | |
| Common Stock | Feb 17, 2017 | S | 1,709 | $44.695 | D | 8,877 | D | |
| Common Stock | Feb 17, 2017 | M | 4,217 | $23.71 | A | 13,094 | D | |
| Common Stock | Feb 17, 2017 | S | 1,000 | $44.637 | D | 12,094 | D | |
| Common Stock | Feb 17, 2017 | S | 3,217 | $44.64 | D | 8,877 | D | |
| Common Stock | Feb 17, 2017 | M | 1,989 | $20.99 | A | 10,866 | D | |
| Common Stock | Feb 17, 2017 | S | 1,300 | $44.665 | D | 9,566 | D | |
| Common Stock | Feb 17, 2017 | S | 164 | $44.67 | D | 9,402 | D | |
| Common Stock | Feb 17, 2017 | S | 525 | $44.675 | D | 8,877 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $18.87 | Feb 17, 2017 | M | 5,299 | D | May 25, 2013 | May 24, 2019 | Common Stock | 5,299 | 701 | D |
| Stock Option (right to buy) | $18.87 | Feb 17, 2017 | M | 701 | D | May 25, 2013 | May 24, 2019 | Common Stock | 701 | 0 | D |
| Stock Option (right to buy) | $23.95 | Feb 17, 2017 | M | 1,709 | D | May 28, 2011 | May 27, 2017 | Common Stock | 1,709 | 0 | D |
| Stock Option (right to buy) | $23.71 | Feb 17, 2017 | M | 4,217 | D | May 27, 2012 | May 26, 2018 | Common Stock | 4,217 | 0 | D |
| Stock Option (right to buy)F1 | $20.99 | Feb 17, 2017 | M | 1,989 | D | — | Feb 11, 2023 | Common Stock | 1,989 | 3,980 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.