SEC Form 4 · accession 0000109380-17-000026
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith D Maio
Officer — EVP, Chief Banking Officer
Period of report
Jan 26, 2017
Accepted (ET)
Jan 27, 2017 · 2:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2017 | M | 9,609 | $27.49 | A | 52,735 | D | |
| Common Stock | Jan 26, 2017 | S | 6,000 | $43.587 | D | 46,735 | D | |
| Common Stock | Jan 26, 2017 | S | 2,609 | $43.59 | D | 44,126 | D | |
| Common Stock | Jan 26, 2017 | S | 800 | $43.60 | D | 43,326 | D | |
| Common Stock | Jan 26, 2017 | S | 200 | $43.616 | D | 43,126 | D | |
| Common Stock | Jan 26, 2017 | M | 5,939 | $28.59 | A | 49,065 | D | |
| Common Stock | Jan 26, 2017 | S | 3,603 | $43.68 | D | 45,462 | D | |
| Common Stock | Jan 26, 2017 | S | 915 | $43.69 | D | 44,547 | D | |
| Common Stock | Jan 26, 2017 | S | 921 | $43.70 | D | 43,626 | D | |
| Common Stock | Jan 26, 2017 | S | 500 | $43.71 | D | 43,126 | D | |
| Common Stock | Jan 26, 2017 | M | 5,076 | $29.02 | A | 48,202 | D | |
| Common Stock | Jan 26, 2017 | S | 5,076 | $43.77 | D | 43,126 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $27.49 | Jan 26, 2017 | M | 9,609 | D | — | May 23, 2020 | Common Stock | 9,609 | 0 | D |
| Stock Option (right to buy)F1 | $28.59 | Jan 26, 2017 | M | 5,939 | D | — | May 29, 2021 | Common Stock | 5,939 | 4,221 | D |
| Stock Option (right to buy) | $29.02 | Jan 26, 2017 | M | 5,076 | D | May 22, 2015 | May 21, 2022 | Common Stock | 5,076 | 10,154 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.