SEC Form 5 · accession 0000109380-17-000010
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harris H Simmons
Officer — Chairman, President · Director · Other
Period of report
Dec 31, 2016
Accepted (ET)
Jan 23, 2017 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2017 | G | 26,326 | $0.00 | D | 1,157,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant | $0.00 | Jan 29, 2016 | P | 200 | A | Jan 29, 2016 | May 22, 2020 | Common Stock | 200 | 200 | D |
| Common Stock Warrant | $0.00 | Jan 29, 2016 | P | 3,800 | A | Jan 29, 2016 | May 22, 2020 | Common Stock | 3,800 | 4,000 | D |
| Common Stock Warrant | $0.00 | Jan 29, 2016 | P | 1,000 | A | Jan 29, 2016 | May 22, 2020 | Common Stock | 1,000 | 5,000 | D |
| Common Stock Warrant | $0.00 | Jan 29, 2016 | P | 100 | A | Jan 29, 2016 | May 22, 2020 | Common Stock | 100 | 5,100 | D |
| Common Stock Warrant | $0.00 | Jan 29, 2016 | P | 19,900 | A | Jan 29, 2016 | May 22, 2020 | Common Stock | 19,900 | 25,000 | D |
Explanation of responses
- F1Bona fide gift