SEC Form 4 · accession 0000109380-16-000532
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Blackford
Officer — Exec Vice President · Other
Period of report
Nov 29, 2016
Accepted (ET)
Nov 30, 2016 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2016 | M | 10,911 | $27.49 | A | 40,340 | D | |
| Common Stock | Nov 29, 2016 | S | 8,511 | $38.56 | D | 31,829 | D | |
| Common Stock | Nov 29, 2016 | S | 2,300 | $38.57 | D | 29,529 | D | |
| Common Stock | Nov 29, 2016 | S | 100 | $38.59 | D | 29,429 | D | |
| Common Stock | Nov 29, 2016 | M | 2,001 | $27.49 | A | 31,430 | D | |
| Common Stock | Nov 29, 2016 | S | 2,001 | $38.57 | D | 29,429 | D | |
| Common Stock | Nov 29, 2016 | M | 8,308 | $28.59 | A | 37,737 | D | |
| Common Stock | Nov 29, 2016 | S | 8,308 | $38.51 | D | 29,429 | D | |
| Common Stock | Nov 29, 2016 | M | 5,102 | $29.02 | A | 34,531 | D | |
| Common Stock | Nov 29, 2016 | S | 1,700 | $38.492 | D | 32,831 | D | |
| Common Stock | Nov 29, 2016 | S | 1,927 | $38.50 | D | 30,904 | D | |
| Common Stock | Nov 29, 2016 | S | 1,475 | $38.51 | D | 29,429 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $27.49 | Nov 29, 2016 | M | 10,911 | D | — | May 23, 2020 | Common Stock | 10,911 | 2,001 | D |
| Stock Option (right to buy)F1 | $27.49 | Nov 29, 2016 | M | 2,001 | D | — | May 23, 2020 | Common Stock | 2,001 | 0 | D |
| Stock Option (right to buy)F1 | $28.59 | Nov 29, 2016 | M | 8,308 | D | — | May 29, 2021 | Common Stock | 8,308 | 4,154 | D |
| Stock Option (right to buy)F1 | $29.02 | Nov 29, 2016 | M | 5,102 | D | May 22, 2015 | May 21, 2022 | Common Stock | 5,102 | 10,204 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.