SEC Form 4 · accession 0000109380-16-000531
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce K Alexander
Officer — Exec VP and · Other
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 1:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | M | 3,347 | $29.02 | A | 25,750 | D | |
| Common Stock | Nov 18, 2016 | S | 1,437 | $38.316 | D | 24,313 | D | |
| Common Stock | Nov 18, 2016 | S | 1,000 | $38.32 | D | 23,313 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.324 | D | 23,213 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.324 | D | 23,113 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.325 | D | 23,013 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.325 | D | 22,913 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.326 | D | 22,813 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.326 | D | 22,713 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.327 | D | 22,613 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.328 | D | 22,513 | D | |
| Common Stock | Nov 18, 2016 | S | 110 | $38.33 | D | 22,403 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $29.02 | Nov 18, 2016 | M | 3,347 | D | May 22, 2015 | May 21, 2022 | Common Stock | 3,347 | 6,695 | D |