SEC Form 4 · accession 0000109380-16-000530
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce K Alexander
Officer — Exec VP and · Other
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | S | 5,000 | $38.345 | D | 22,403 | D | |
| Common Stock | Nov 18, 2016 | M | 8,280 | $27.49 | A | 30,683 | D | |
| Common Stock | Nov 18, 2016 | S | 6,850 | $38.337 | D | 23,833 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.34 | D | 23,733 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.345 | D | 23,633 | D | |
| Common Stock | Nov 18, 2016 | S | 430 | $38.346 | D | 23,203 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.346 | D | 23,103 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.347 | D | 23,003 | D | |
| Common Stock | Nov 18, 2016 | S | 600 | $38.348 | D | 22,403 | D | |
| Common Stock | Nov 18, 2016 | M | 1,686 | $28.59 | A | 24,089 | D | |
| Common Stock | Nov 18, 2016 | S | 286 | $38.37 | D | 23,803 | D | |
| Common Stock | Nov 18, 2016 | S | 1,400 | $38.38 | D | 22,403 | D | |
| Common Stock | Nov 18, 2016 | M | 3,642 | $28.59 | A | 26,045 | D | |
| Common Stock | Nov 18, 2016 | S | 970 | $38.356 | D | 25,075 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.358 | D | 24,975 | D | |
| Common Stock | Nov 18, 2016 | S | 1,000 | $38.36 | D | 23,975 | D | |
| Common Stock | Nov 18, 2016 | S | 200 | $38.364 | D | 23,775 | D | |
| Common Stock | Nov 18, 2016 | S | 67 | $38.365 | D | 23,708 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.365 | D | 23,608 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.365 | D | 23,508 | D | |
| Common Stock | Nov 18, 2016 | S | 200 | $38.366 | D | 23,308 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.367 | D | 23,208 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.367 | D | 23,108 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.368 | D | 23,008 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.369 | D | 22,908 | D | |
| Common Stock | Nov 18, 2016 | S | 100 | $38.37 | D | 22,808 | D | |
| Common Stock | Nov 18, 2016 | S | 405 | $38.37 | D | 22,403 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $27.49 | Nov 18, 2016 | M | 8,280 | D | — | May 23, 2020 | Common Stock | 8,280 | 0 | D |
| Stock Option (right to buy)F1 | $28.59 | Nov 18, 2016 | S | 1,686 | D | — | May 29, 2021 | Common Stock | 1,686 | 6,306 | D |
| Stock Option (right to buy)F1 | $28.59 | Nov 18, 2016 | M | 3,642 | D | — | May 29, 2021 | Common Stock | 3,642 | 2,664 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.