SEC Form 4 · accession 0000109380-16-000527
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Hume
Officer — Senior Vice President
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2016 | M | 7,250 | $28.59 | A | 11,221 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $38.401 | D | 11,121 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $38.41 | D | 11,021 | D | |
| Common Stock | Nov 15, 2016 | S | 200 | $38.44 | D | 10,821 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $38.455 | D | 10,721 | D | |
| Common Stock | Nov 15, 2016 | S | 400 | $38.46 | D | 10,321 | D | |
| Common Stock | Nov 15, 2016 | S | 250 | $38.47 | D | 10,071 | D | |
| Common Stock | Nov 15, 2016 | S | 200 | $38.471 | D | 9,871 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $38.478 | D | 9,771 | D | |
| Common Stock | Nov 15, 2016 | S | 700 | $38.48 | D | 9,071 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $38.485 | D | 8,971 | D | |
| Common Stock | Nov 15, 2016 | S | 5,000 | $38.505 | D | 3,971 | D | |
| Common Stock | Nov 15, 2016 | M | 1,277 | $29.02 | A | 5,248 | D | |
| Common Stock | Nov 15, 2016 | S | 200 | $38.505 | D | 5,048 | D | |
| Common Stock | Nov 15, 2016 | S | 277 | $38.511 | D | 4,771 | D | |
| Common Stock | Nov 15, 2016 | S | 600 | $38.515 | D | 4,171 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $38.53 | D | 4,071 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $38.535 | D | 3,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $28.59 | Nov 15, 2016 | M | 7,250 | D | — | May 29, 2021 | Common Stock | 7,250 | 3,626 | D |
| Stock Option (right to buy)F1 | $29.02 | Nov 15, 2016 | M | 1,277 | D | May 22, 2015 | May 21, 2022 | Common Stock | 1,277 | 2,555 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.