SEC Form 4 · accession 0000109380-16-000526
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Hume
Officer — Senior Vice President
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2016 | M | 4,299 | $27.49 | A | 8,270 | D | |
| Common Stock | Nov 15, 2016 | S | 200 | $38.52 | D | 8,070 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $38.525 | D | 7,970 | D | |
| Common Stock | Nov 15, 2016 | S | 200 | $38.53 | D | 7,770 | D | |
| Common Stock | Nov 15, 2016 | S | 1,000 | $38.54 | D | 6,770 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $38.545 | D | 6,670 | D | |
| Common Stock | Nov 15, 2016 | S | 899 | $38.55 | D | 5,771 | D | |
| Common Stock | Nov 15, 2016 | S | 200 | $38.551 | D | 5,571 | D | |
| Common Stock | Nov 15, 2016 | S | 1,500 | $38.555 | D | 4,071 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $38.56 | D | 3,971 | D | |
| Common Stock | Nov 15, 2016 | M | 7,272 | $27.49 | A | 11,243 | D | |
| Common Stock | Nov 15, 2016 | S | 172 | $38.47 | D | 11,071 | D | |
| Common Stock | Nov 15, 2016 | S | 400 | $38.48 | D | 10,671 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $38.481 | D | 10,571 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $38.49 | D | 10,471 | D | |
| Common Stock | Nov 15, 2016 | S | 300 | $38.50 | D | 10,171 | D | |
| Common Stock | Nov 15, 2016 | S | 200 | $38.505 | D | 9,971 | D | |
| Common Stock | Nov 15, 2016 | S | 600 | $38.51 | D | 9,371 | D | |
| Common Stock | Nov 15, 2016 | S | 2,200 | $38.515 | D | 7,171 | D | |
| Common Stock | Nov 15, 2016 | S | 600 | $38.52 | D | 6,571 | D | |
| Common Stock | Nov 15, 2016 | S | 600 | $38.525 | D | 5,971 | D | |
| Common Stock | Nov 15, 2016 | S | 1,900 | $38.53 | D | 4,071 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $38.535 | D | 3,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $27.49 | Nov 15, 2016 | M | 4,299 | D | — | May 23, 2020 | Common Stock | 4,299 | 7,272 | D |
| Stock Option (right to buy)F1 | $27.49 | Nov 15, 2016 | M | 7,272 | D | — | May 23, 2020 | Common Stock | 7,272 | 0 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.