SEC Form 4 · accession 0000109380-16-000525
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Morris
Officer — Executive Vice President
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 4,217 | $23.71 | A | 22,883 | D | |
| Common Stock | Nov 10, 2016 | S | 2,617 | $36.624 | D | 20,266 | D | |
| Common Stock | Nov 10, 2016 | S | 1,600 | $36.625 | D | 18,666 | D | |
| Common Stock | Nov 10, 2016 | M | 13,983 | $23.71 | A | 32,649 | D | |
| Common Stock | Nov 10, 2016 | S | 3,866 | $36.59 | D | 28,783 | D | |
| Common Stock | Nov 10, 2016 | S | 2,917 | $36.60 | D | 25,866 | D | |
| Common Stock | Nov 10, 2016 | S | 5,740 | $36.61 | D | 20,126 | D | |
| Common Stock | Nov 10, 2016 | S | 1,100 | $36.614 | D | 19,026 | D | |
| Common Stock | Nov 10, 2016 | S | 360 | $36.615 | D | 18,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $23.71 | Nov 10, 2016 | M | 4,217 | D | — | May 26, 2018 | Common Stock | 4,217 | 13,983 | D |
| Stock Option (right to buy)F1 | $23.71 | Nov 10, 2016 | M | 13,983 | D | — | May 26, 2018 | Common Stock | 13,983 | 0 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.