SEC Form 4 · accession 0000109380-16-000524
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L E Simmons
Director
Period of report
Nov 9, 2016
Accepted (ET)
Nov 10, 2016 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | M | 32,889 | $0.00 | A | 456,051 | D | |
| Common Stock | Nov 9, 2016 | D | 32,889 | $34.3216 | D | 423,162 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred CompF1,F2 | — | Nov 9, 2016 | M | 32,889 | D | — | — | Common Stock | 32,889 | 25,035 | D |
Explanation of responses
- F1Each unit is the economic equivalent of one share of common stock.
- F2The phantom stock units are settled in cash upon the earlier of death or retirement.