SEC Form 4 · accession 0000109380-16-000523
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Morris
Officer — Executive Vice President
Period of report
Nov 8, 2016
Accepted (ET)
Nov 9, 2016 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2016 | M | 4,657 | $23.95 | A | 23,323 | D | |
| Common Stock | Nov 8, 2016 | S | 4,657 | $32.429 | D | 18,666 | D | |
| Common Stock | Nov 8, 2016 | M | 13,343 | $23.95 | A | 32,009 | D | |
| Common Stock | Nov 8, 2016 | S | 8,243 | $32.38 | D | 23,766 | D | |
| Common Stock | Nov 8, 2016 | S | 500 | $32.385 | D | 23,266 | D | |
| Common Stock | Nov 8, 2016 | S | 3,100 | $32.39 | D | 20,166 | D | |
| Common Stock | Nov 8, 2016 | S | 1,500 | $32.40 | D | 18,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $23.95 | Nov 8, 2016 | M | 4,657 | D | — | May 27, 2017 | Common Stock | 4,657 | 13,343 | D |
| Stock Option (right to buy)F1 | $23.95 | Nov 8, 2016 | M | 13,343 | D | — | May 27, 2017 | Common Stock | 13,343 | 0 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.