SEC Form 4 · accession 0000109380-16-000522
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Richard Young
Officer — Exec VP · Other
Period of report
Nov 7, 2016
Accepted (ET)
Nov 8, 2016 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2016 | M | 10,911 | $27.49 | A | 27,156 | D | |
| Common Stock | Nov 7, 2016 | S | 2,000 | $32.28 | D | 25,156 | D | |
| Common Stock | Nov 7, 2016 | S | 2,959 | $32.29 | D | 22,197 | D | |
| Common Stock | Nov 7, 2016 | S | 3,952 | $32.30 | D | 18,245 | D | |
| Common Stock | Nov 7, 2016 | S | 2,000 | $32.305 | D | 16,245 | D | |
| Common Stock | Nov 7, 2016 | M | 1,946 | $27.49 | A | 18,191 | D | |
| Common Stock | Nov 7, 2016 | S | 1,946 | $32.294 | D | 16,245 | D | |
| Common Stock | Nov 7, 2016 | M | 6,000 | $28.59 | A | 22,245 | D | |
| Common Stock | Nov 7, 2016 | S | 4,200 | $32.221 | D | 18,045 | D | |
| Common Stock | Nov 7, 2016 | S | 1,700 | $32.231 | D | 16,345 | D | |
| Common Stock | Nov 7, 2016 | S | 100 | $32.235 | D | 16,245 | D | |
| Common Stock | Nov 7, 2016 | M | 1,036 | $29.02 | A | 17,281 | D | |
| Common Stock | Nov 7, 2016 | S | 100 | $32.23 | D | 17,181 | D | |
| Common Stock | Nov 7, 2016 | S | 100 | $32.233 | D | 17,081 | D | |
| Common Stock | Nov 7, 2016 | S | 736 | $32.234 | D | 16,345 | D | |
| Common Stock | Nov 7, 2016 | S | 100 | $32.239 | D | 16,245 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $27.49 | Nov 7, 2016 | M | 10,911 | D | — | May 23, 2020 | Common Stock | 10,911 | 1,946 | D |
| Stock Option (right to buy)F1 | $27.49 | Nov 7, 2016 | M | 1,946 | D | — | May 23, 2020 | Common Stock | 1,946 | 0 | D |
| Stock Option (right to buy)F1 | $28.59 | Nov 7, 2016 | M | 6,000 | D | — | May 29, 2021 | Common Stock | 6,000 | 3,000 | D |
| Stock Option (right to buy)F1 | $29.02 | Nov 7, 2016 | M | 1,036 | D | — | May 21, 2022 | Common Stock | 1,036 | 2,073 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.