SEC Form 4 · accession 0000109380-16-000313
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie G Castle
Officer — Executive Vice President
Period of report
Jan 15, 2016
Accepted (ET)
Jan 28, 2016 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2016 | M | 2,541 | $0.00 | A | 13,338 | D | |
| Common Stock | Jan 15, 2016 | D | 334 | $0.00 | D | 13,004 | D | |
| Common Stock | Jan 15, 2016 | D | 1,104 | $0.00 | D | 11,900 | D | |
| Common Stock | Jan 15, 2016 | D | 1,103 | $0.00 | D | 10,797 | D | |
| Common Stock | Jan 15, 2016 | D | 1,058 | $0.00 | D | 9,739 | D | |
| Common Stock | Jan 15, 2016 | D | 1,058 | $0.00 | D | 8,681 | D | |
| Common Stock | Jan 15, 2016 | D | 1,058 | $0.00 | D | 7,623 | D | |
| Common Stock | Jan 15, 2016 | D | 374 | $0.00 | D | 7,249 | D | |
| Common Stock | Jan 15, 2016 | D | 374 | $0.00 | D | 6,875 | D | |
| Common Stock | Jan 15, 2016 | D | 374 | $0.00 | D | 6,501 | D | |
| Common Stock | Jan 15, 2016 | D | 1,043 | $0.00 | D | 5,458 | D | |
| Common Stock | Jan 15, 2016 | D | 1,042 | $0.00 | D | 4,416 | D | |
| Common Stock | Jan 15, 2016 | D | 1,043 | $0.00 | D | 3,373 | D | |
| Common Stock | Jan 15, 2016 | D | 1,042 | $0.00 | D | 2,331 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $28.59 | Jan 15, 2016 | D | 2,226 | D | — | Apr 15, 2016 | Common Stock | 2,226 | 13,191 | D |
| Stock Option (right to buy)F1 | $28.59 | Jan 15, 2016 | D | 2,077 | D | — | Apr 15, 2016 | Common Stock | 2,077 | 11,114 | D |
| Stock Option (right to buy)F1 | $28.59 | Jan 15, 2016 | D | 1,357 | D | — | Apr 15, 2016 | Common Stock | 1,357 | 9,757 | D |
| Stock Option (right to buy)F1 | $28.59 | Jan 15, 2016 | D | 720 | D | — | Apr 15, 2016 | Common Stock | 720 | 9,037 | D |
| Stock Option (right to buy)F1 | $29.02 | Jan 15, 2016 | D | 1,399 | D | — | Apr 15, 2016 | Common Stock | 1,399 | 6,230 | D |
| Stock Option (right to buy)F1 | $29.02 | Jan 15, 2016 | D | 2,543 | D | — | Apr 15, 2016 | Common Stock | 2,543 | 3,687 | D |
| Stock Option (right to buy)F1 | $29.02 | Jan 15, 2016 | D | 2,543 | D | — | Apr 15, 2016 | Common Stock | 2,543 | 1,144 | D |
| Stock Option (right to buy)F1 | $29.02 | Jan 15, 2016 | D | 1,144 | D | — | Apr 15, 2016 | Common Stock | 1,144 | 0 | D |
| RSUF2,F1,F3 | — | Jan 15, 2016 | M | 2,541 | D | — | — | Common Stock | 2,541 | 0 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.
- F2Vested restricted stock units settled for shares of the Company's common stock.
- F3N/A