SEC Form 4 · accession 0000109380-15-000274
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Hume
Officer — Senior Vice President
Period of report
Nov 30, 2015
Accepted (ET)
Dec 1, 2015 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2015 | M | 4,398 | $18.87 | A | 6,773 | D | |
| Common Stock | Nov 30, 2015 | S | 200 | $29.89 | D | 6,573 | D | |
| Common Stock | Nov 30, 2015 | S | 1,800 | $29.895 | D | 4,773 | D | |
| Common Stock | Nov 30, 2015 | S | 300 | $29.90 | D | 4,473 | D | |
| Common Stock | Nov 30, 2015 | S | 800 | $29.905 | D | 3,673 | D | |
| Common Stock | Nov 30, 2015 | S | 1,298 | $29.91 | D | 2,375 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $18.87 | Nov 30, 2015 | M | 4,398 | D | — | May 26, 2018 | Common Stock | 4,398 | 22,447 | D |
Explanation of responses
- F1Options granted under the Zions Bancorporation 2005 Stock Option and Incentive Plan. Options vest 33% per year for 3 years.