SEC Form 4 · accession 0000109380-15-000273
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Hume
Officer — Senior Vice President
Period of report
Nov 30, 2015
Accepted (ET)
Dec 1, 2015 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2015 | M | 11,500 | $23.95 | A | 13,875 | D | |
| Common Stock | Nov 30, 2015 | S | 380 | $29.83 | D | 13,495 | D | |
| Common Stock | Nov 30, 2015 | S | 100 | $29.84 | D | 13,395 | D | |
| Common Stock | Nov 30, 2015 | S | 200 | $29.841 | D | 13,195 | D | |
| Common Stock | Nov 30, 2015 | S | 100 | $29.841 | D | 13,095 | D | |
| Common Stock | Nov 30, 2015 | S | 100 | $29.842 | D | 12,995 | D | |
| Common Stock | Nov 30, 2015 | S | 100 | $29.845 | D | 12,895 | D | |
| Common Stock | Nov 30, 2015 | S | 520 | $29.85 | D | 12,375 | D | |
| Common Stock | Nov 30, 2015 | S | 100 | $29.851 | D | 12,275 | D | |
| Common Stock | Nov 30, 2015 | S | 200 | $29.852 | D | 12,075 | D | |
| Common Stock | Nov 30, 2015 | S | 1,000 | $29.86 | D | 11,075 | D | |
| Common Stock | Nov 30, 2015 | S | 100 | $29.861 | D | 10,975 | D | |
| Common Stock | Nov 30, 2015 | S | 1,300 | $29.87 | D | 9,675 | D | |
| Common Stock | Nov 30, 2015 | S | 600 | $29.872 | D | 9,075 | D | |
| Common Stock | Nov 30, 2015 | S | 100 | $29.875 | D | 8,975 | D | |
| Common Stock | Nov 30, 2015 | S | 400 | $29.88 | D | 8,575 | D | |
| Common Stock | Nov 30, 2015 | S | 700 | $29.89 | D | 7,875 | D | |
| Common Stock | Nov 30, 2015 | S | 100 | $29.891 | D | 7,775 | D | |
| Common Stock | Nov 30, 2015 | S | 200 | $29.891 | D | 7,575 | D | |
| Common Stock | Nov 30, 2015 | S | 100 | $29.895 | D | 7,475 | D | |
| Common Stock | Nov 30, 2015 | S | 1,300 | $29.90 | D | 6,175 | D | |
| Common Stock | Nov 30, 2015 | S | 100 | $29.902 | D | 6,075 | D | |
| Common Stock | Nov 30, 2015 | S | 3,500 | $29.905 | D | 2,575 | D | |
| Common Stock | Nov 30, 2015 | S | 200 | $29.91 | D | 2,375 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $18.87 | Nov 30, 2015 | M | 11,500 | D | — | May 26, 2018 | Common Stock | 11,500 | 34,489 | D |
Explanation of responses
- F1Options granted under the Zions Bancorporation 2005 Stock Option and Incentive Plan. Options vest 33% per year for 3 years.