SEC Form 4 · accession 0000109380-15-000265
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Doyle L Arnold
Officer — Former Vice Chairman and · Other
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Floating-Rate Non-Cumulative Perpetual PreferredF1,F2 | — | Nov 5, 2015 | I | 9 | D | Nov 5, 2015 | Nov 5, 2015 | Series A Floating-Rate Non-Cumulative Perpetual Preferred | 9 | 1,373 | D |
Explanation of responses
- F1Each unit is the economic equivalent of one share of Zions Bancorporation Series A Preferred.
- F2Each share of phantom stock entitles the reporting person to receive, on the date reported, one share of Zions Bancorporation Series A Preferred Stock or the cash value thereof. Prior to payment, the reporting person has the right to transfer the value of his phantom stock account into an alternative investment.