SEC Form 4 · accession 0000109380-15-000228
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce K Alexander
Officer — Exec VP and · Other
Period of report
Jul 23, 2015
Accepted (ET)
Jul 27, 2015 · 8:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 23, 2015 | M | 3,574 | $0.00 | A | 43,177 | D | |
| Common Stock | Jul 23, 2015 | M | 29,426 | $0.00 | A | 72,603 | D | |
| Common Stock | Jul 23, 2015 | S | 1,491 | $31.69 | D | 71,112 | D | |
| Common Stock | Jul 23, 2015 | S | 5,400 | $31.695 | D | 65,712 | D | |
| Common Stock | Jul 23, 2015 | S | 6 | $31.70 | D | 65,706 | D | |
| Common Stock | Jul 23, 2015 | S | 100 | $31.71 | D | 65,606 | D | |
| Common Stock | Jul 23, 2015 | S | 500 | $31.715 | D | 65,106 | D | |
| Common Stock | Jul 23, 2015 | S | 100 | $31.641 | D | 65,006 | D | |
| Common Stock | Jul 23, 2015 | S | 100 | $31.65 | D | 64,906 | D | |
| Common Stock | Jul 23, 2015 | S | 1,900 | $31.655 | D | 63,006 | D | |
| Common Stock | Jul 23, 2015 | S | 100 | $31.66 | D | 62,906 | D | |
| Common Stock | Jul 23, 2015 | S | 100 | $31.675 | D | 62,806 | D | |
| Common Stock | Jul 23, 2015 | S | 574 | $31.68 | D | 62,232 | D | |
| Common Stock | Jul 23, 2015 | S | 400 | $31.69 | D | 61,832 | D | |
| Common Stock | Jul 23, 2015 | S | 200 | $31.695 | D | 61,632 | D | |
| Common Stock | Jul 23, 2015 | S | 100 | $31.70 | D | 61,532 | D | |
| Common Stock | Jul 23, 2015 | S | 2,200 | $31.64 | D | 59,332 | D | |
| Common Stock | Jul 23, 2015 | S | 300 | $31.641 | D | 59,032 | D | |
| Common Stock | Jul 23, 2015 | S | 5,600 | $31.645 | D | 53,432 | D | |
| Common Stock | Jul 23, 2015 | S | 200 | $31.648 | D | 53,232 | D | |
| Common Stock | Jul 23, 2015 | S | 1,700 | $31.65 | D | 51,532 | D | |
| Common Stock | Jul 23, 2015 | S | 9,800 | $31.655 | D | 41,732 | D | |
| Common Stock | Jul 23, 2015 | S | 600 | $31.66 | D | 41,132 | D | |
| Common Stock | Jul 23, 2015 | S | 126 | $31.671 | D | 41,006 | D | |
| Common Stock | Jul 23, 2015 | S | 300 | $31.675 | D | 40,706 | D | |
| Common Stock | Jul 23, 2015 | S | 1,100 | $31.68 | D | 39,606 | D | |
| Common Stock | Jul 23, 2015 | S | 700 | $31.685 | D | 38,906 | D | |
| Common Stock | Jul 23, 2015 | S | 600 | $31.69 | D | 38,306 | D | |
| Common Stock | Jul 23, 2015 | S | 900 | $31.695 | D | 37,406 | D | |
| Common Stock | Jul 23, 2015 | S | 400 | $31.70 | D | 37,006 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $27.98 | Jul 23, 2015 | M | 3,574 | D | — | Aug 14, 2015 | Common Stock | 3,574 | 45,698 | D |
| Stock Option (right to buy)F1 | $27.98 | Jul 23, 2015 | M | 29,426 | D | — | Aug 14, 2015 | Common Stock | 29,426 | 16,272 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.