SEC Form 4 · accession 0000109380-15-000227
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dallas E Haun
Officer — Exec Vice President · Other
Period of report
Jul 23, 2015
Accepted (ET)
Jul 27, 2015 · 8:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 23, 2015 | M | 3,573 | $0.00 | A | 27,465 | D | |
| Common Stock | Jul 23, 2015 | M | 5,000 | $0.00 | A | 32,465 | D | |
| Common Stock | Jul 23, 2015 | M | 10,000 | $0.00 | A | 42,465 | D | |
| Common Stock | Jul 23, 2015 | M | 10,000 | $0.00 | A | 52,465 | D | |
| Common Stock | Jul 23, 2015 | M | 10,000 | $0.00 | A | 62,465 | D | |
| Common Stock | Jul 23, 2015 | M | 8,427 | $0.00 | A | 70,892 | D | |
| Common Stock | Jul 23, 2015 | S | 200 | $32.065 | D | 70,692 | D | |
| Common Stock | Jul 23, 2015 | S | 100 | $32.085 | D | 70,592 | D | |
| Common Stock | Jul 23, 2015 | S | 1,223 | $32.09 | D | 69,369 | D | |
| Common Stock | Jul 23, 2015 | S | 100 | $32.095 | D | 69,269 | D | |
| Common Stock | Jul 23, 2015 | S | 500 | $32.10 | D | 68,769 | D | |
| Common Stock | Jul 23, 2015 | S | 450 | $32.11 | D | 68,319 | D | |
| Common Stock | Jul 23, 2015 | S | 100 | $32.131 | D | 68,219 | D | |
| Common Stock | Jul 23, 2015 | S | 100 | $32.135 | D | 68,119 | D | |
| Common Stock | Jul 23, 2015 | S | 100 | $32.14 | D | 68,019 | D | |
| Common Stock | Jul 23, 2015 | S | 700 | $32.155 | D | 67,319 | D | |
| Common Stock | Jul 23, 2015 | S | 260 | $31.90 | D | 67,059 | D | |
| Common Stock | Jul 23, 2015 | S | 740 | $31.91 | D | 66,319 | D | |
| Common Stock | Jul 23, 2015 | S | 600 | $31.92 | D | 65,719 | D | |
| Common Stock | Jul 23, 2015 | S | 1,100 | $31.925 | D | 64,619 | D | |
| Common Stock | Jul 23, 2015 | S | 300 | $31.93 | D | 64,319 | D | |
| Common Stock | Jul 23, 2015 | S | 100 | $31.94 | D | 64,219 | D | |
| Common Stock | Jul 23, 2015 | S | 300 | $31.97 | D | 63,919 | D | |
| Common Stock | Jul 23, 2015 | S | 100 | $31.98 | D | 63,819 | D | |
| Common Stock | Jul 23, 2015 | S | 100 | $32.00 | D | 63,719 | D | |
| Common Stock | Jul 23, 2015 | S | 300 | $32.03 | D | 63,419 | D | |
| Common Stock | Jul 23, 2015 | S | 100 | $32.04 | D | 63,319 | D | |
| Common Stock | Jul 23, 2015 | S | 565 | $32.07 | D | 62,754 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $27.98 | Jul 23, 2015 | M | 3,573 | D | — | Aug 14, 2015 | Common Stock | 3,573 | 64,936 | D |
| Stock Option (right to buy)F1 | $27.98 | Jul 23, 2015 | M | 5,000 | D | — | Aug 14, 2015 | Common Stock | 5,000 | 59,936 | D |
| Stock Option (right to buy)F1 | $27.98 | Jul 23, 2015 | M | 10,000 | D | — | Aug 14, 2015 | Common Stock | 10,000 | 49,936 | D |
| Stock Option (right to buy)F1 | $27.98 | Jul 23, 2015 | M | 10,000 | D | — | Aug 14, 2015 | Common Stock | 10,000 | 39,936 | D |
| Stock Option (right to buy)F1 | $27.98 | Jul 23, 2015 | M | 10,000 | D | — | Aug 14, 2015 | Common Stock | 10,000 | 29,936 | D |
| Stock Option (right to buy)F1 | $27.98 | Jul 23, 2015 | M | 8,427 | D | — | Aug 14, 2015 | Common Stock | 8,427 | 21,509 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.