SEC Form 4 · accession 0001649561-15-000009
PLUG POWER INC · PLUG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
AXANE SA
Director
Period of report
Aug 26, 2015
Accepted (ET)
Aug 28, 2015 · 12:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Aug 26, 2015 | S | 6,394,539 | $1.67 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Xavier Pontone serves on the board of directors of Plug Power Inc. as the representative of Air Liquide Investissements d'Avenir et de Demonstration ("ALIAD"). Axane SA and ALIAD are wholly-owned subsidiaries of the same parent and are thus affiliates under common control. Neither ALIAD nor Axane SA, nor any affiliate of such companies (including their common parent), individually or in the aggregate, now beneficially owns, or has ever beneficially owned, over 10% of Plug Power, Inc.'s common stock.