SEC Form 4 · accession 0001104659-18-056964
PLUG POWER INC · PLUG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory B Graves
Director
Period of report
Sep 12, 2018
Accepted (ET)
Sep 14, 2018 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Plug Power Common StockF1,F2 | Sep 12, 2018 | S | 31,343 | $1.7317 | D | 43,296 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Plug Power Inc. common stock sold to cover the tax liabilities of the reporting person resulting from compensation paid to the reporting person for his service as a director
- F2This transaction was executed in multiple trades at prices ranging from $1.7301 to $1.7350. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.