SEC Form 4 · accession 0001104659-18-034577
PLUG POWER INC · PLUG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucas P Schneider
Director
Period of report
May 16, 2018
Accepted (ET)
May 18, 2018 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Plug Power Common StockF1 | May 16, 2018 | A | 29,621 | $2.11 | A | 69,159 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF2,F3 | $2.11 | May 16, 2018 | A | 29,621 | A | — | May 16, 2028 | Common Stock | 29,621 | 29,621 | D |
Explanation of responses
- F1Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.
- F2Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.
- F3This option shall become fully vested on May 16, 2019.