SEC Form 4 · accession 0001104659-17-059136
PLUG POWER INC · PLUG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 15, 2017
Accepted (ET)
Sep 27, 2017 · 1:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2017 | A | 4,855 | $2.25 | A | 44,179 | D | |
| Common Stock | Sep 22, 2017 | S | 4,855 | $2.4021 | D | 39,324 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person received 4,855 shares of Common Stock as a payment-in-kind dividend on 10,431 shares of Series C Redeemable, Convertible Preferred Stock owned on the record date.