SEC Form 4 · accession 0001104659-17-055602
PLUG POWER INC · PLUG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Marsh
Officer — President & CEO · Director
Period of report
Aug 31, 2017
Accepted (ET)
Sep 5, 2017 · 8:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093691
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $2.14 | Aug 31, 2017 | A | 1,400,000 | A | — | Aug 31, 2027 | Common Stock | 1,400,000 | 1,400,000 | D |
Explanation of responses
- F1Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.
- F2466,666 options vest on August 31, 2018, 466,667 options vest on August 31, 2019 and 466,667 options vest on August 31, 2020.