SEC Form 4 · accession 0001104659-17-032682
PLUG POWER INC · PLUG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory B Graves
Director
Period of report
May 10, 2017
Accepted (ET)
May 15, 2017 · 12:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093691
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF1,F2 | $2.15 | May 10, 2017 | A | 69,767 | A | — | May 10, 2027 | Common Stock | 69,767 | 69,767 | D |
Explanation of responses
- F1Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Director Compensation Plan
- F2This option shall become fully vested on the one year anniversary of the date of grant.