SEC Form 4 · accession 0001104659-17-021522
PLUG POWER INC · PLUG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucas P Schneider
Director
Period of report
Mar 29, 2017
Accepted (ET)
Apr 5, 2017 · 6:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093691
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF1 | $1.48 | Mar 29, 2017 | A | 101,352 | A | Mar 29, 2018 | Mar 29, 2027 | Common Stock | 101,352 | 101,352 | D |
Explanation of responses
- F1Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Director Compensation Plan