SEC Form 4 · accession 0001104659-16-140467
PLUG POWER INC · PLUG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Schmid
Officer — Chief Operating Officer
Period of report
Aug 9, 2016
Accepted (ET)
Aug 18, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093691
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $1.72 | Aug 9, 2016 | A | 250,000 | A | — | Aug 9, 2026 | Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F1Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.
- F283,333 options vest on August 9, 2017, 83,333 options vest on August 9, 2018 and 83,334 options vest on August 9, 2019.