SEC Form 4 · accession 0001104659-16-122315
PLUG POWER INC · PLUG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas T Hickey
Director
Period of report
May 18, 2016
Accepted (ET)
May 20, 2016 · 1:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093691
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase | $1.76 | May 18, 2016 | A | 30,000 | A | May 18, 2017 | May 18, 2026 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Awarded pursuant to the Issuer's 2011 Non-Employee Director Compensation Plan.