SEC Form 4 · accession 0001104659-15-051677
PLUG POWER INC · PLUG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary K Willis
Director
Period of report
Jul 17, 2015
Accepted (ET)
Jul 17, 2015 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 17, 2015 | A | 3,723 | $2.35 | A | 222,818 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase | $2.62 | May 21, 2015 | A | 30,000 | A | May 21, 2015 | May 21, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F2Award pursuant to Plug Power's 2011 Non-Employee Director Compensation Plan