SEC Form 4 · accession 0001104659-15-025086
PLUG POWER INC · PLUG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Daniel Hull
Officer — Corporate Controller and CAO
Period of report
Apr 1, 2015
Accepted (ET)
Apr 1, 2015 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093691
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $2.60 | Apr 1, 2015 | A | 100,000 | A | — | Dec 1, 2025 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The stock options vest in equal monthly installments over a three-year period beginning on April 1, 2015. All unvested options will vest effective upon the consummation of a change in control.