SEC Form 5 · accession 0001140361-15-005237
PEOPLES BANCORP OF NORTH CAROLINA INC · PEBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas S Howard
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 10, 2015 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2014 | L | 57 | $15.3999 | A | 13,660 | D | |
| Common Stock | Feb 20, 2014 | A | 650 | $15.70 | A | 14,310 | D | |
| Common Stock | Feb 27, 2014 | L | 47 | $15.7199 | A | 14,357 | D | |
| Common Stock | Apr 28, 2014 | L | 57 | $17.4999 | A | 14,414 | D | |
| Common Stock | May 1, 2014 | L | 43 | $17.4799 | A | 14,457 | D | |
| Common Stock | May 8, 2014 | P | 22 | $17.04 | A | 14,479 | D | |
| Common Stock | Jun 4, 2014 | L | 42 | $17.00 | A | 14,521 | D | |
| Common Stock | Jul 25, 2014 | L | 57 | $16.98 | A | 14,578 | D | |
| Common Stock | Aug 5, 2014 | L | 57 | $16.98 | A | 14,623 | D | |
| Common Stock | Aug 28, 2014 | L | 41 | $16.89 | A | 14,664 | D | |
| Common Stock | Oct 24, 2014 | L | 58 | $17.20 | A | 14,722 | D | |
| Common Stock | Oct 31, 2014 | L | 41 | $17.49 | A | 14,763 | D | |
| Common Stock | Nov 26, 2014 | L | 39 | $18.1999 | A | 14,802 | D | |
| Common StockF3 | Nov 28, 2014 | A | 27 | $0.00 | A | 14,829 | D | |
| Common Stock | holding | — | — | — | 450 | I | shares owned by wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1shares acquired through Deferral Plan
- F2Restricted Stock Units granted 2-20-14, based on $15.70 per share.
- F3shares acquired in 10 year service award