SEC Form 4 · accession 0001093557-18-000211
DEXCOM INC · DXCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacob Steven Leach
Officer — Chief Technology Officer
Period of report
Sep 28, 2018
Accepted (ET)
Oct 1, 2018 · 7:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 28, 2018 | S | 9,451 | $142.9595 | D | 38,149 | I | by Spouse |
| Common StockF1,F4,F3 | Sep 28, 2018 | S | 13,418 | $143.7995 | D | 24,731 | I | by Spouse |
| Common StockF1,F5,F3 | Sep 28, 2018 | S | 24,731 | $144.415 | D | 0 | I | by Spouse |
| Common Stock | holding | — | — | — | 109,284 | D | ||
| Common StockF6 | holding | — | — | — | 11,824 | I | Family Holdings |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 23, 2018, the reporting person's spouse adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Ms. Leach. The sale of shares set forth above were pursuant to the 10b5-1 Plan.
- F2This transaction was executed in multiple trades at prices ranging from $142.12 to $143.11. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3Shares are held by the Kyndra S. Leach Trust UAD 12/12/2012, with respect to which the reporting person's spouse is a trustee.
- F4This transaction was executed in multiple trades at prices ranging from $143.13 to $144.12. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $144.13 to $144.97. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F6Shares are held by the Gregg Family Grandchildren's Trust UAD 12/30/2010, with respect to which the reporting person's spouse is a trustee.