SEC Form 4 · accession 0001093557-18-000178
DEXCOM INC · DXCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacob Steven Leach
Officer — SVP, Research & Development
Period of report
Aug 24, 2018
Accepted (ET)
Aug 28, 2018 · 6:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2018 | M | 10,577 | $3.19 | A | 109,455 | D | |
| Common StockF1,F2 | Aug 24, 2018 | S | 10,577 | $138.3173 | D | 98,878 | D | |
| Common Stock | Aug 24, 2018 | M | 10,000 | $5.92 | A | 108,878 | D | |
| Common StockF1,F2 | Aug 24, 2018 | S | 10,000 | $138.3173 | D | 98,878 | D | |
| Common StockF3 | holding | — | — | — | 11,824 | I | Family Holdings | |
| Common StockF4 | holding | — | — | — | 47,600 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $3.19 | Aug 24, 2018 | M | 10,577 | D | Dec 11, 2009 | Dec 11, 2018 | Common Stock | 10,577 | 0 | D |
| Incentive Stock Option (right to buy) | $5.92 | Aug 24, 2018 | M | 10,000 | D | Oct 2, 2009 | Oct 2, 2018 | Common Stock | 10,000 | 15,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $138.19 to $138.65. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2Included in this number are 56,182 unvested restricted stock units, 30,093 of which were granted on March 8, 2018 and shall vest through March 8, 2021, 15,422 of which were granted on March 8, 2017 and shall vest through March 8, 2020 and 10,667 of which were granted on March 8, 2016 shall vest through March 8, 2019.
- F3Shares are held by the Gregg Family Grandchildren's Trust UAD 12/30/2010, with respect to which the reporting person's spouse is a trustee.
- F4Shares are held by the Kyndra S. Leach Trust UAD 12/12/2012, with respect to which the reporting person's spouse is a trustee.